-
Assessment and rating of the company's governance structure,
policies, procedures and controls
-
Planning and process development of a comprehensive
compliance package which includes but is not limited to:
-
Documentation and reviews of all internal processes,
controls and procedures by functional area
-
Creation and implementation of the required mid-quarter due
diligence process
-
Creation of backup certification process and certificates
-
Creation of corporate disclosure policy and procedures
-
Facilitation of initial procedure and control review
-
Assistance with creation of Disclosure Committee and its
charter
-
Implementation and training of financial and operational
staff
-
Measurement
of process and methodology
-
Annual
follow-up
